Source code for botorch.models.transforms.input

#!/usr/bin/env python3
# Copyright (c) Meta Platforms, Inc. and affiliates.
#
# This source code is licensed under the MIT license found in the
# LICENSE file in the root directory of this source tree.

r"""
Input Transformations.

These classes implement a variety of transformations for
input parameters including: learned input warping functions,
rounding functions, and log transformations. The input transformation
is typically part of a Model and applied within the model.forward()
method.
"""
from __future__ import annotations

from abc import ABC, abstractmethod
from collections import OrderedDict
from typing import Any, Callable, Optional, Union
from warnings import warn

import numpy as np
import torch
from botorch.exceptions.errors import BotorchTensorDimensionError
from botorch.exceptions.warnings import UserInputWarning
from botorch.models.transforms.utils import subset_transform
from botorch.models.utils import fantasize
from botorch.utils.rounding import approximate_round, OneHotArgmaxSTE, RoundSTE
from gpytorch import Module as GPyTorchModule
from gpytorch.constraints import GreaterThan
from gpytorch.priors import Prior
from torch import LongTensor, nn, Tensor
from torch.distributions import Kumaraswamy
from torch.nn import Module, ModuleDict
from torch.nn.functional import one_hot


[docs] class InputTransform(ABC): r"""Abstract base class for input transforms. Note: Input transforms must inherit from `torch.nn.Module`. This is deferred to the subclasses to avoid any potential conflict between `gpytorch.module.Module` and `torch.nn.Module` in `Warp`. Properties: is_one_to_many: A boolean denoting whether the transform produces multiple values for each input. transform_on_train: A boolean indicating whether to apply the transform in train() mode. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. """ is_one_to_many: bool = False transform_on_eval: bool transform_on_train: bool transform_on_fantasize: bool
[docs] def forward(self, X: Tensor) -> Tensor: r"""Transform the inputs to a model. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n' x d`-dim tensor of transformed inputs. """ if self.training: if self.transform_on_train: return self.transform(X) elif self.transform_on_eval: if fantasize.off() or self.transform_on_fantasize: return self.transform(X) return X
[docs] @abstractmethod def transform(self, X: Tensor) -> Tensor: r"""Transform the inputs to a model. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ pass # pragma: no cover
[docs] def untransform(self, X: Tensor) -> Tensor: r"""Un-transform the inputs to a model. Args: X: A `batch_shape x n x d`-dim tensor of transformed inputs. Returns: A `batch_shape x n x d`-dim tensor of un-transformed inputs. """ raise NotImplementedError( f"{self.__class__.__name__} does not implement the `untransform` method." )
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Note: The reason that a custom equals method is defined rather than defining an __eq__ method is because defining an __eq__ method sets the __hash__ method to None. Hashing modules is currently used in pytorch. See https://github.com/pytorch/pytorch/issues/7733. Args: other: Another input transform. Returns: A boolean indicating if the other transform is equivalent. """ other_state_dict = other.state_dict() return ( type(self) is type(other) and (self.transform_on_train == other.transform_on_train) and (self.transform_on_eval == other.transform_on_eval) and (self.transform_on_fantasize == other.transform_on_fantasize) and all( torch.allclose(v, other_state_dict[k].to(v)) for k, v in self.state_dict().items() ) )
[docs] def preprocess_transform(self, X: Tensor) -> Tensor: r"""Apply transforms for preprocessing inputs. The main use cases for this method are 1) to preprocess training data before calling `set_train_data` and 2) preprocess `X_baseline` for noisy acquisition functions so that `X_baseline` is "preprocessed" with the same transformations as the cached training inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of (transformed) inputs. """ if self.transform_on_train: # We need to disable learning of bounds / affine coefficients here. # See why: https://github.com/pytorch/botorch/issues/1078. if hasattr(self, "learn_coefficients"): learn_coefficients = self.learn_coefficients self.learn_coefficients = False result = self.transform(X) self.learn_coefficients = learn_coefficients return result else: return self.transform(X) return X
[docs] class ChainedInputTransform(InputTransform, ModuleDict): r"""An input transform representing the chaining of individual transforms.""" def __init__(self, **transforms: InputTransform) -> None: r"""Chaining of input transforms. Args: transforms: The transforms to chain. Internally, the names of the kwargs are used as the keys for accessing the individual transforms on the module. Example: >>> tf1 = Normalize(d=2) >>> tf2 = Normalize(d=2) >>> tf = ChainedInputTransform(tf1=tf1, tf2=tf2) >>> list(tf.keys()) ['tf1', 'tf2'] >>> tf["tf1"] Normalize() """ super().__init__(OrderedDict(transforms)) self.transform_on_train = False self.transform_on_eval = False self.transform_on_fantasize = False for tf in transforms.values(): self.is_one_to_many |= tf.is_one_to_many self.transform_on_train |= tf.transform_on_train self.transform_on_eval |= tf.transform_on_eval self.transform_on_fantasize |= tf.transform_on_fantasize
[docs] def transform(self, X: Tensor) -> Tensor: r"""Transform the inputs to a model. Individual transforms are applied in sequence. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ for tf in self.values(): X = tf.forward(X) return X
[docs] def untransform(self, X: Tensor) -> Tensor: r"""Un-transform the inputs to a model. Un-transforms of the individual transforms are applied in reverse sequence. Args: X: A `batch_shape x n x d`-dim tensor of transformed inputs. Returns: A `batch_shape x n x d`-dim tensor of un-transformed inputs. """ for tf in reversed(self.values()): X = tf.untransform(X) return X
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Args: other: Another input transform. Returns: A boolean indicating if the other transform is equivalent. """ return super().equals(other=other) and all( t1.equals(t2) for t1, t2 in zip(self.values(), other.values()) )
[docs] def preprocess_transform(self, X: Tensor) -> Tensor: r"""Apply transforms for preprocessing inputs. The main use cases for this method are 1) to preprocess training data before calling `set_train_data` and 2) preprocess `X_baseline` for noisy acquisition functions so that `X_baseline` is "preprocessed" with the same transformations as the cached training inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of (transformed) inputs. """ for tf in self.values(): X = tf.preprocess_transform(X) return X
[docs] class ReversibleInputTransform(InputTransform, ABC): r"""An abstract class for a reversible input transform. Properties: reverse: A boolean indicating if the functionality of transform and untransform methods should be swapped. """ reverse: bool
[docs] def transform(self, X: Tensor) -> Tensor: r"""Transform the inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ return self._untransform(X) if self.reverse else self._transform(X)
[docs] def untransform(self, X: Tensor) -> Tensor: r"""Un-transform the inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of un-transformed inputs. """ return self._transform(X) if self.reverse else self._untransform(X)
@abstractmethod def _transform(self, X: Tensor) -> Tensor: r"""Forward transform the inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ pass # pragma: no cover @abstractmethod def _untransform(self, X: Tensor) -> Tensor: r"""Reverse transform the inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ pass # pragma: no cover
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Args: other: Another input transform. Returns: A boolean indicating if the other transform is equivalent. """ return super().equals(other=other) and (self.reverse == other.reverse)
[docs] class AffineInputTransform(ReversibleInputTransform, Module): def __init__( self, d: int, coefficient: Tensor, offset: Tensor, indices: Optional[Union[list[int], Tensor]] = None, batch_shape: torch.Size = torch.Size(), # noqa: B008 transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, reverse: bool = False, ) -> None: r"""Apply affine transformation to input: `output = (input - offset) / coefficient` Args: d: The dimension of the input space. coefficient: Tensor of linear coefficients, shape must to be broadcastable with `(batch_shape x n x d)`-dim input tensors. offset: Tensor of offset coefficients, shape must to be broadcastable with `(batch_shape x n x d)`-dim input tensors. indices: The indices of the inputs to transform. If omitted, take all dimensions of the inputs into account. Either a list of ints or a Tensor of type `torch.long`. batch_shape: The batch shape of the inputs (assuming input tensors of shape `batch_shape x n x d`). If provided, perform individual transformation per batch, otherwise uses a single transformation. transform_on_train: A boolean indicating whether to apply the transform in train() mode. Default: True. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: True. reverse: A boolean indicating whether the forward pass should untransform the inputs. """ super().__init__() if (indices is not None) and (len(indices) == 0): raise ValueError("`indices` list is empty!") if (indices is not None) and (len(indices) > 0): indices = torch.as_tensor( indices, dtype=torch.long, device=coefficient.device ) if len(indices) > d: raise ValueError("Can provide at most `d` indices!") if (indices > d - 1).any(): raise ValueError("Elements of `indices` have to be smaller than `d`!") if len(indices.unique()) != len(indices): raise ValueError("Elements of `indices` tensor must be unique!") self.register_buffer("indices", indices) torch.broadcast_shapes(coefficient.shape, offset.shape) self._d = d self.register_buffer("_coefficient", coefficient) self.register_buffer("_offset", offset) self.batch_shape = batch_shape self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize self.reverse = reverse @property def coefficient(self) -> Tensor: r"""The tensor of linear coefficients.""" coeff = self._coefficient return coeff if self.learn_coefficients and self.training else coeff.detach() @property def offset(self) -> Tensor: r"""The tensor of offset coefficients.""" offset = self._offset return offset if self.learn_coefficients and self.training else offset.detach() @property def learn_coefficients(self) -> bool: return getattr(self, "_learn_coefficients", False) @learn_coefficients.setter def learn_coefficients(self, value: bool) -> None: r"""A boolean denoting whether to learn the coefficients from inputs during model training. """ self._learn_coefficients = value @subset_transform def _transform(self, X: Tensor) -> Tensor: r"""Apply affine transformation to input. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ self._check_shape(X) if self.learn_coefficients and self.training: self._update_coefficients(X) self._to(X) return (X - self.offset) / self.coefficient @subset_transform def _untransform(self, X: Tensor) -> Tensor: r"""Apply inverse of affine transformation. Args: X: A `batch_shape x n x d`-dim tensor of transformed inputs. Returns: A `batch_shape x n x d`-dim tensor of un-transformed inputs. """ self._to(X) return self.coefficient * X + self.offset
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Args: other: Another input transform. Returns: A boolean indicating if the other transform is equivalent. """ if hasattr(self, "indices") != hasattr(other, "indices"): return False isequal = ( super().equals(other=other) and (self._d == other._d) and torch.allclose(self.coefficient, other.coefficient) and torch.allclose(self.offset, other.offset) and self.learn_coefficients == other.learn_coefficients ) if hasattr(self, "indices"): isequal = isequal and (self.indices == other.indices).all() return isequal
def _check_shape(self, X: Tensor) -> None: """Checking input dimensions, included to increase code sharing among the derived classes Normalize and InputStandardize. """ if X.size(-1) != self.offset.size(-1): raise BotorchTensorDimensionError( f"Wrong input dimension. Received {X.size(-1)}, " f"expected {self.offset.size(-1)}." ) if X.ndim < 2: raise BotorchTensorDimensionError( f"`X` must have at least 2 dimensions, but has {X.ndim}." ) n = len(self.batch_shape) + 2 if self.training and X.ndim < n: raise ValueError( f"`X` must have at least {n} dimensions, {n - 2} batch and 2 innate" f" , but has {X.ndim}." ) torch.broadcast_shapes(self.coefficient.shape, self.offset.shape, X.shape) def _to(self, X: Tensor) -> None: r"""Makes coefficient and offset have same device and dtype as X.""" self._coefficient = self.coefficient.to(X) self._offset = self.offset.to(X) def _update_coefficients(self, X: Tensor) -> None: r"""Updates affine coefficients. Implemented by subclasses, e.g. Normalize and InputStandardize. """ raise NotImplementedError( "Only subclasses of AffineInputTransform implement " "_update_coefficients, e.g. Normalize and InputStandardize." )
[docs] class Normalize(AffineInputTransform): r"""Normalize the inputs to the unit cube. If no explicit bounds are provided this module is stateful: If in train mode, calling `forward` updates the module state (i.e. the normalizing bounds). If in eval mode, calling `forward` simply applies the normalization using the current module state. """ def __init__( self, d: int, indices: Optional[Union[list[int], Tensor]] = None, bounds: Optional[Tensor] = None, batch_shape: torch.Size = torch.Size(), # noqa: B008 transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, reverse: bool = False, min_range: float = 1e-8, learn_bounds: Optional[bool] = None, almost_zero: float = 1e-12, ) -> None: r"""Normalize the inputs to the unit cube. Args: d: The dimension of the input space. indices: The indices of the inputs to normalize. If omitted, take all dimensions of the inputs into account. bounds: If provided, use these bounds to normalize the inputs. If omitted, learn the bounds in train mode. batch_shape: The batch shape of the inputs (assuming input tensors of shape `batch_shape x n x d`). If provided, perform individual normalization per batch, otherwise uses a single normalization. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: True. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: True. reverse: A boolean indicating whether the forward pass should untransform the inputs. min_range: If the range of an input dimension is smaller than `min_range`, that input dimension will not be normalized. This is equivalent to using bounds of `[0, 1]` for this dimension, and helps avoid division by zero errors and related numerical issues. See the example below. NOTE: This only applies if `learn_bounds=True`. learn_bounds: Whether to learn the bounds in train mode. Defaults to False if bounds are provided, otherwise defaults to True. Example: >>> t = Normalize(d=2) >>> t(torch.tensor([[3., 2.], [3., 6.]])) ... tensor([[3., 2.], ... [3., 6.]]) >>> t.eval() ... Normalize() >>> t(torch.tensor([[3.5, 2.8]])) ... tensor([[3.5, 0.2]]) >>> t.bounds ... tensor([[0., 2.], ... [1., 6.]]) >>> t.coefficient ... tensor([[1., 4.]]) """ if learn_bounds is not None: self.learn_coefficients = learn_bounds else: self.learn_coefficients = bounds is None transform_dimension = d if indices is None else len(indices) if bounds is not None: if indices is not None and bounds.size(-1) == d: bounds = bounds[..., indices] if bounds.size(-1) != transform_dimension: raise BotorchTensorDimensionError( "Dimensions of provided `bounds` are incompatible with " f"transform_dimension = {transform_dimension}!" ) offset = bounds[..., 0:1, :] coefficient = bounds[..., 1:2, :] - offset if coefficient.ndim > 2: batch_shape = coefficient.shape[:-2] else: coefficient = torch.ones(*batch_shape, 1, transform_dimension) offset = torch.zeros(*batch_shape, 1, transform_dimension) if self.learn_coefficients is False: warn( "learn_bounds is False and no bounds were provided. The bounds " "will not be updated and the transform will be a no-op.", UserInputWarning, ) super().__init__( d=d, coefficient=coefficient, offset=offset, indices=indices, batch_shape=batch_shape, transform_on_train=transform_on_train, transform_on_eval=transform_on_eval, transform_on_fantasize=transform_on_fantasize, reverse=reverse, ) self.min_range = min_range @property def ranges(self): return self.coefficient @property def mins(self): return self.offset @property def bounds(self) -> Tensor: r"""The bounds used for normalizing the inputs.""" return torch.cat([self.offset, self.offset + self.coefficient], dim=-2) @property def learn_bounds(self) -> bool: return self.learn_coefficients def _update_coefficients(self, X) -> None: """Computes the normalization bounds and updates the affine coefficients, which determine the base class's behavior. """ # Aggregate mins and ranges over extra batch and marginal dims batch_ndim = min(len(self.batch_shape), X.ndim - 2) # batch rank of `X` reduce_dims = (*range(X.ndim - batch_ndim - 2), X.ndim - 2) offset = torch.amin(X, dim=reduce_dims).unsqueeze(-2) coefficient = torch.amax(X, dim=reduce_dims).unsqueeze(-2) - offset almost_zero = coefficient < self.min_range self._coefficient = torch.where(almost_zero, 1.0, coefficient) self._offset = torch.where(almost_zero, 0.0, offset)
[docs] def get_init_args(self) -> dict[str, Any]: r"""Get the arguments necessary to construct an exact copy of the transform.""" return { "d": self._d, "indices": getattr(self, "indices", None), "bounds": self.bounds, "batch_shape": self.batch_shape, "transform_on_train": self.transform_on_train, "transform_on_eval": self.transform_on_eval, "transform_on_fantasize": self.transform_on_fantasize, "reverse": self.reverse, "min_range": self.min_range, "learn_bounds": self.learn_bounds, }
[docs] class InputStandardize(AffineInputTransform): r"""Standardize inputs (zero mean, unit variance). In train mode, calling `forward` updates the module state (i.e. the mean/std normalizing constants). If in eval mode, calling `forward` simply applies the standardization using the current module state. """ def __init__( self, d: int, indices: Optional[Union[list[int], Tensor]] = None, batch_shape: torch.Size = torch.Size(), # noqa: B008 transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, reverse: bool = False, min_std: float = 1e-8, ) -> None: r"""Standardize inputs (zero mean, unit variance). Args: d: The dimension of the input space. indices: The indices of the inputs to standardize. If omitted, take all dimensions of the inputs into account. batch_shape: The batch shape of the inputs (asssuming input tensors of shape `batch_shape x n x d`). If provided, perform individual normalization per batch, otherwise uses a single normalization. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: True transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True reverse: A boolean indicating whether the forward pass should untransform the inputs. min_std: If the standard deviation of an input dimension is smaller than `min_std`, that input dimension will not be standardized. This is equivalent to using a standard deviation of 1.0 and a mean of 0.0 for this dimension, and helps avoid division by zero errors and related numerical issues. """ transform_dimension = d if indices is None else len(indices) super().__init__( d=d, coefficient=torch.ones(*batch_shape, 1, transform_dimension), offset=torch.zeros(*batch_shape, 1, transform_dimension), indices=indices, batch_shape=batch_shape, transform_on_train=transform_on_train, transform_on_eval=transform_on_eval, transform_on_fantasize=transform_on_fantasize, reverse=reverse, ) self.min_std = min_std self.learn_coefficients = True @property def stds(self): return self.coefficient @property def means(self): return self.offset def _update_coefficients(self, X: Tensor) -> None: """Computes the normalization bounds and updates the affine coefficients, which determine the base class's behavior. """ # Aggregate means and standard deviations over extra batch and marginal dims batch_ndim = min(len(self.batch_shape), X.ndim - 2) # batch rank of `X` reduce_dims = (*range(X.ndim - batch_ndim - 2), X.ndim - 2) coefficient, offset = ( values.unsqueeze(-2) for values in torch.std_mean(X, dim=reduce_dims, unbiased=True) ) almost_zero = coefficient < self.min_std self._coefficient = torch.where(almost_zero, 1.0, coefficient) self._offset = torch.where(almost_zero, 0.0, offset)
[docs] class Round(InputTransform, Module): r"""A discretization transformation for discrete inputs. If `approximate=False` (the default), uses PyTorch's `round`. If `approximate=True`, a differentiable approximate rounding function is used, with a temperature parameter of `tau`. This method is a piecewise approximation of a rounding function where each piece is a hyperbolic tangent function. For integers, this will typically be used in conjunction with normalization as follows: In eval() mode (i.e. after training), the inputs pass would typically be normalized to the unit cube (e.g. during candidate optimization). 1. These are unnormalized back to the raw input space. 2. The integers are rounded. 3. All values are normalized to the unit cube. In train() mode, the inputs can either (a) be normalized to the unit cube or (b) provided using their raw values. In the case of (a) transform_on_train should be set to True, so that the normalized inputs are unnormalized before rounding. In the case of (b) transform_on_train should be set to False, so that the raw inputs are rounded and then normalized to the unit cube. By default, the straight through estimators are used for the gradients as proposed in [Daulton2022bopr]_. This transformation supports differentiable approximate rounding (currently only for integers). The rounding function is approximated with a piece-wise function where each piece is a hyperbolic tangent function. For categorical parameters, the input must be one-hot encoded. Example: >>> bounds = torch.tensor([[0, 5], [0, 1], [0, 1]]).t() >>> integer_indices = [0] >>> categorical_features = {1: 2} >>> unnormalize_tf = Normalize( >>> d=d, >>> bounds=bounds, >>> transform_on_eval=True, >>> transform_on_train=True, >>> reverse=True, >>> ) >>> round_tf = Round(integer_indices, categorical_features) >>> normalize_tf = Normalize(d=d, bounds=bounds) >>> tf = ChainedInputTransform( >>> tf1=unnormalize_tf, tf2=round_tf, tf3=normalize_tf >>> ) """ def __init__( self, integer_indices: Union[list[int], LongTensor, None] = None, categorical_features: Optional[dict[int, int]] = None, transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, approximate: bool = False, tau: float = 1e-3, ) -> None: r"""Initialize transform. Args: integer_indices: The indices of the integer inputs. categorical_features: A dictionary mapping the starting index of each categorical feature to its cardinality. This assumes that categoricals are one-hot encoded. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: True. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: True. approximate: A boolean indicating whether approximate or exact rounding should be used. Default: False. tau: The temperature parameter for approximate rounding. """ if approximate and categorical_features is not None: raise NotImplementedError super().__init__() self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize integer_indices = integer_indices if integer_indices is not None else [] self.register_buffer( "integer_indices", torch.as_tensor(integer_indices, dtype=torch.long) ) self.categorical_features = categorical_features or {} self.approximate = approximate self.tau = tau
[docs] def transform(self, X: Tensor) -> Tensor: r"""Discretize the inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of discretized inputs. """ X_rounded = X.clone() # round integers X_int = X_rounded[..., self.integer_indices] if self.approximate: X_int = approximate_round(X_int, tau=self.tau) else: X_int = RoundSTE.apply(X_int) X_rounded[..., self.integer_indices] = X_int # discrete categoricals to the category with the largest value # in the continuous relaxation of the one-hot encoding for start, card in self.categorical_features.items(): end = start + card X_rounded[..., start:end] = OneHotArgmaxSTE.apply(X[..., start:end]) return X_rounded
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Args: other: Another input transform. Returns: A boolean indicating if the other transform is equivalent. """ return ( super().equals(other=other) and (self.integer_indices == other.integer_indices).all() and self.categorical_features == other.categorical_features and self.approximate == other.approximate and self.tau == other.tau )
[docs] def get_init_args(self) -> dict[str, Any]: r"""Get the arguments necessary to construct an exact copy of the transform.""" return { "integer_indices": self.integer_indices, "categorical_features": self.categorical_features, "transform_on_train": self.transform_on_train, "transform_on_eval": self.transform_on_eval, "transform_on_fantasize": self.transform_on_fantasize, "approximate": self.approximate, "tau": self.tau, }
[docs] class Log10(ReversibleInputTransform, Module): r"""A base-10 log transformation.""" def __init__( self, indices: list[int], transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, reverse: bool = False, ) -> None: r"""Initialize transform. Args: indices: The indices of the inputs to log transform. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: True. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: True. reverse: A boolean indicating whether the forward pass should untransform the inputs. """ super().__init__() self.register_buffer("indices", torch.tensor(indices, dtype=torch.long)) self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize self.reverse = reverse @subset_transform def _transform(self, X: Tensor) -> Tensor: r"""Log transform the inputs. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d`-dim tensor of transformed inputs. """ return X.log10() @subset_transform def _untransform(self, X: Tensor) -> Tensor: r"""Reverse the log transformation. Args: X: A `batch_shape x n x d`-dim tensor of normalized inputs. Returns: A `batch_shape x n x d`-dim tensor of un-normalized inputs. """ return 10.0**X
[docs] class Warp(ReversibleInputTransform, GPyTorchModule): r"""A transform that uses learned input warping functions. Each specified input dimension is warped using the CDF of a Kumaraswamy distribution. Typically, MAP estimates of the parameters of the Kumaraswamy distribution, for each input dimension, are learned jointly with the GP hyperparameters. TODO: implement support using independent warping functions for each output in batched multi-output and multi-task models. For now, ModelListGPs should be used to learn independent warping functions for each output. """ # TODO: make minimum value dtype-dependent _min_concentration_level = 1e-4 def __init__( self, indices: list[int], transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, reverse: bool = False, eps: float = 1e-7, concentration1_prior: Optional[Prior] = None, concentration0_prior: Optional[Prior] = None, batch_shape: Optional[torch.Size] = None, ) -> None: r"""Initialize transform. Args: indices: The indices of the inputs to warp. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: True. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: True. reverse: A boolean indicating whether the forward pass should untransform the inputs. eps: A small value used to clip values to be in the interval (0, 1). concentration1_prior: A prior distribution on the concentration1 parameter of the Kumaraswamy distribution. concentration0_prior: A prior distribution on the concentration0 parameter of the Kumaraswamy distribution. batch_shape: An optional batch shape, for learning independent warping parameters for each batch of inputs. This should match the input batch shape of the model (i.e., `train_X.shape[:-2]`). NOTE: This is only supported for single-output models. """ super().__init__() self.register_buffer("indices", torch.tensor(indices, dtype=torch.long)) self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize self.reverse = reverse self.batch_shape = batch_shape or torch.Size([]) self._X_min = eps self._X_range = 1 - 2 * eps if len(self.batch_shape) > 0: # Note: this follows the gpytorch shape convention for lengthscales # There is ongoing discussion about the extra `1`. # TODO: update to follow new gpytorch convention resulting from # https://github.com/cornellius-gp/gpytorch/issues/1317 batch_shape = self.batch_shape + torch.Size([1]) else: batch_shape = self.batch_shape for i in (0, 1): p_name = f"concentration{i}" self.register_parameter( p_name, nn.Parameter(torch.full(batch_shape + self.indices.shape, 1.0)), ) if concentration0_prior is not None: self.register_prior( "concentration0_prior", concentration0_prior, lambda m: m.concentration0, lambda m, v: m._set_concentration(i=0, value=v), ) if concentration1_prior is not None: self.register_prior( "concentration1_prior", concentration1_prior, lambda m: m.concentration1, lambda m, v: m._set_concentration(i=1, value=v), ) for i in (0, 1): p_name = f"concentration{i}" constraint = GreaterThan( self._min_concentration_level, transform=None, # set the initial value to be the identity transformation initial_value=1.0, ) self.register_constraint(param_name=p_name, constraint=constraint) def _set_concentration(self, i: int, value: Union[float, Tensor]) -> None: if not torch.is_tensor(value): value = torch.as_tensor(value).to(self.concentration0) self.initialize(**{f"concentration{i}": value}) @subset_transform def _transform(self, X: Tensor) -> Tensor: r"""Warp the inputs through the Kumaraswamy CDF. Args: X: A `input_batch_shape x (batch_shape) x n x d`-dim tensor of inputs. batch_shape here can either be self.batch_shape or 1's such that it is broadcastable with self.batch_shape if self.batch_shape is set. Returns: A `input_batch_shape x (batch_shape) x n x d`-dim tensor of transformed inputs. """ # normalize to [eps, 1-eps], IDEA: could use Normalize and ChainedTransform. return self._k.cdf( torch.clamp( X * self._X_range + self._X_min, self._X_min, 1.0 - self._X_min, ) ) @subset_transform def _untransform(self, X: Tensor) -> Tensor: r"""Warp the inputs through the Kumaraswamy inverse CDF. Args: X: A `input_batch_shape x batch_shape x n x d`-dim tensor of inputs. Returns: A `input_batch_shape x batch_shape x n x d`-dim tensor of transformed inputs. """ if len(self.batch_shape) > 0: if self.batch_shape != X.shape[-2 - len(self.batch_shape) : -2]: raise BotorchTensorDimensionError( "The right most batch dims of X must match self.batch_shape: " f"({self.batch_shape})." ) # unnormalize from [eps, 1-eps] to [0,1] return ((self._k.icdf(X) - self._X_min) / self._X_range).clamp(0.0, 1.0) @property def _k(self) -> Kumaraswamy: """Returns a Kumaraswamy distribution with the concentration parameters.""" return Kumaraswamy( concentration1=self.concentration1, concentration0=self.concentration0, )
[docs] class AppendFeatures(InputTransform, Module): r"""A transform that appends the input with a given set of features either provided beforehand or generated on the fly via a callable. As an example, the predefined set of features can be used with `RiskMeasureMCObjective` to optimize risk measures as described in [Cakmak2020risk]_. A tutorial notebook implementing the rhoKG acqusition function introduced in [Cakmak2020risk]_ can be found at https://botorch.org/tutorials/risk_averse_bo_with_environmental_variables. The steps for using this to obtain samples of a risk measure are as follows: - Train a model on `(x, w)` inputs and the corresponding observations; - Pass in an instance of `AppendFeatures` with the `feature_set` denoting the samples of `W` as the `input_transform` to the trained model; - Call `posterior(...).rsample(...)` on the model with `x` inputs only to get the joint posterior samples over `(x, w)`s, where the `w`s come from the `feature_set`; - Pass these posterior samples through the `RiskMeasureMCObjective` of choice to get the samples of the risk measure. Note: The samples of the risk measure obtained this way are in general biased since the `feature_set` does not fully represent the distribution of the environmental variable. Possible examples for using a callable include statistical models that are built on PyTorch, built-in mathematical operations such as torch.sum, or custom scripted functions. By this, this input transform allows for advanced feature engineering and transfer learning models within the optimization loop. Example: >>> # We consider 1D `x` and 1D `w`, with `W` having a >>> # uniform distribution over [0, 1] >>> model = SingleTaskGP( ... train_X=torch.rand(10, 2), ... train_Y=torch.randn(10, 1), ... input_transform=AppendFeatures(feature_set=torch.rand(10, 1)) ... ) >>> mll = ExactMarginalLogLikelihood(model.likelihood, model) >>> fit_gpytorch_mll(mll) >>> test_x = torch.rand(3, 1) >>> # `posterior_samples` is a `10 x 30 x 1`-dim tensor >>> posterior_samples = model.posterior(test_x).rsamples(torch.size([10])) >>> risk_measure = VaR(alpha=0.8, n_w=10) >>> # `risk_measure_samples` is a `10 x 3`-dim tensor of samples of the >>> # risk measure VaR >>> risk_measure_samples = risk_measure(posterior_samples) """ is_one_to_many: bool = True def __init__( self, feature_set: Optional[Tensor] = None, f: Optional[Callable[[Tensor], Tensor]] = None, indices: Optional[list[int]] = None, fkwargs: Optional[dict[str, Any]] = None, skip_expand: bool = False, transform_on_train: bool = False, transform_on_eval: bool = True, transform_on_fantasize: bool = False, ) -> None: r"""Append `feature_set` to each input or generate a set of features to append on the fly via a callable. Args: feature_set: An `n_f x d_f`-dim tensor denoting the features to be appended to the inputs. Default: None. f: A callable mapping a `batch_shape x q x d`-dim input tensor `X` to a `batch_shape x q x n_f x d_f`-dimensional output tensor. Default: None. indices: List of indices denoting the indices of the features to be passed into f. Per default all features are passed to `f`. Default: None. fkwargs: Dictionary of keyword arguments passed to the callable `f`. Default: None. skip_expand: A boolean indicating whether to expand the input tensor before appending features. This is intended for use with an `InputPerturbation`. If `True`, the input tensor will be expected to be of shape `batch_shape x (q * n_f) x d`. Not implemented in combination with a callable. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: False. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: False. """ super().__init__() if (feature_set is None) and (f is None): raise ValueError( "Either a `feature_set` or a callable `f` has to be provided." ) if (feature_set is not None) and (f is not None): raise ValueError( "Only one can be used: either `feature_set` or callable `f`." ) if feature_set is not None: if feature_set.dim() != 2: raise ValueError("`feature_set` must be an `n_f x d_f`-dim tensor!") self.register_buffer("feature_set", feature_set) self._f = None if f is not None: if skip_expand: raise ValueError( "`skip_expand` option is not supported in case of using a callable" ) if (indices is not None) and (len(indices) == 0): raise ValueError("`indices` list is empty!") if indices is not None: indices = torch.tensor(indices, dtype=torch.long) if len(indices.unique()) != len(indices): raise ValueError("Elements of `indices` tensor must be unique!") self.indices = indices else: self.indices = slice(None) self._f = f self.fkwargs = fkwargs or {} self.skip_expand = skip_expand self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize
[docs] def transform(self, X: Tensor) -> Tensor: r"""Transform the inputs by appending `feature_set` to each input or by generating a set of features to be appended on the fly via a callable. For each `1 x d`-dim element in the input tensor, this will produce an `n_f x (d + d_f)`-dim tensor with `feature_set` appended as the last `d_f` dimensions. For a generic `batch_shape x q x d`-dim `X`, this translates to a `batch_shape x (q * n_f) x (d + d_f)`-dim output, where the values corresponding to `X[..., i, :]` are found in `output[..., i * n_f: (i + 1) * n_f, :]`. Note: Adding the `feature_set` on the `q-batch` dimension is necessary to avoid introducing additional bias by evaluating the inputs on independent GP sample paths. Args: X: A `batch_shape x q x d`-dim tensor of inputs. If `self.skip_expand` is `True`, then `X` should be of shape `batch_shape x (q * n_f) x d`, typically obtained by passing a `batch_shape x q x d` shape input through an `InputPerturbation` with `n_f` perturbation values. Returns: A `batch_shape x (q * n_f) x (d + d_f)`-dim tensor of appended inputs. """ if self._f is not None: expanded_features = self._f(X[..., self.indices], **self.fkwargs) n_f = expanded_features.shape[-2] else: n_f = self.feature_set.shape[-2] if self.skip_expand: expanded_X = X.view(*X.shape[:-2], -1, n_f, X.shape[-1]) else: expanded_X = X.unsqueeze(dim=-2).expand(*X.shape[:-1], n_f, -1) if self._f is None: expanded_features = self.feature_set.expand(*expanded_X.shape[:-1], -1) appended_X = torch.cat([expanded_X, expanded_features], dim=-1) return appended_X.view(*X.shape[:-2], -1, appended_X.shape[-1])
[docs] class FilterFeatures(InputTransform, Module): r"""A transform that filters the input with a given set of features indices. As an example, this can be used in a multiobjective optimization with `ModelListGP` in which the specific models only share subsets of features (feature selection). A reason could be that it is known that specific features do not have any impact on a specific objective but they need to be included in the model for another one. """ def __init__( self, feature_indices: Tensor, transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, ) -> None: r"""Filter features from a model. Args: feature_set: An one-dim tensor denoting the indices of the features to be kept and fed to the model. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: True. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: True. """ super().__init__() if feature_indices.dim() != 1: raise ValueError("`feature_indices` must be a one-dimensional tensor!") if feature_indices.dtype != torch.int64: raise ValueError("`feature_indices` tensor must be int64/long!") if (feature_indices < 0).any(): raise ValueError( "Elements of `feature_indices` have to be larger/equal to zero!" ) if len(feature_indices.unique()) != len(feature_indices): raise ValueError("Elements of `feature_indices` tensor must be unique!") self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize self.register_buffer("feature_indices", feature_indices)
[docs] def transform(self, X: Tensor) -> Tensor: r"""Transform the inputs by keeping only the in `feature_indices` specified feature indices and filtering out the others. Args: X: A `batch_shape x q x d`-dim tensor of inputs. Returns: A `batch_shape x q x e`-dim tensor of filtered inputs, where `e` is the length of `feature_indices`. """ return X[..., self.feature_indices]
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Args: other: Another input transform Returns: A boolean indicating if the other transform is equivalent. """ if len(self.feature_indices) != len(other.feature_indices): return False return super().equals(other=other)
[docs] class InputPerturbation(InputTransform, Module): r"""A transform that adds the set of perturbations to the given input. Similar to `AppendFeatures`, this can be used with `RiskMeasureMCObjective` to optimize risk measures. See `AppendFeatures` for additional discussion on optimizing risk measures. A tutorial notebook using this with `qNoisyExpectedImprovement` can be found at https://botorch.org/tutorials/risk_averse_bo_with_input_perturbations. """ is_one_to_many: bool = True def __init__( self, perturbation_set: Union[Tensor, Callable[[Tensor], Tensor]], bounds: Optional[Tensor] = None, indices: Optional[list[int]] = None, multiplicative: bool = False, transform_on_train: bool = False, transform_on_eval: bool = True, transform_on_fantasize: bool = False, ) -> None: r"""Add `perturbation_set` to each input. Args: perturbation_set: An `n_p x d`-dim tensor denoting the perturbations to be added to the inputs. Alternatively, this can be a callable that returns `batch x n_p x d`-dim tensor of perturbations for input of shape `batch x d`. This is useful for heteroscedastic perturbations. bounds: A `2 x d`-dim tensor of lower and upper bounds for each column of the input. If given, the perturbed inputs will be clamped to these bounds. indices: A list of indices specifying a subset of inputs on which to apply the transform. Note that `len(indices)` should be equal to the second dimension of `perturbation_set` and `bounds`. The dimensionality of the input `X.shape[-1]` can be larger if we only transform a subset. multiplicative: A boolean indicating whether the input perturbations are additive or multiplicative. If True, inputs will be multiplied with the perturbations. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: False. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: False. """ super().__init__() if isinstance(perturbation_set, Tensor): if perturbation_set.dim() != 2: raise ValueError("`perturbation_set` must be an `n_p x d`-dim tensor!") self.register_buffer("perturbation_set", perturbation_set) else: self.perturbation_set = perturbation_set if bounds is not None: if ( isinstance(perturbation_set, Tensor) and bounds.shape[-1] != perturbation_set.shape[-1] ): raise ValueError( "`bounds` must have the same number of columns (last dimension) as " f"the `perturbation_set`! Got {bounds.shape[-1]} and " f"{perturbation_set.shape[-1]}." ) self.register_buffer("bounds", bounds) else: self.bounds = None self.register_buffer("_perturbations", None) self.indices = indices self.multiplicative = multiplicative self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize
[docs] def transform(self, X: Tensor) -> Tensor: r"""Transform the inputs by adding `perturbation_set` to each input. For each `1 x d`-dim element in the input tensor, this will produce an `n_p x d`-dim tensor with the `perturbation_set` added to the input. For a generic `batch_shape x q x d`-dim `X`, this translates to a `batch_shape x (q * n_p) x d`-dim output, where the values corresponding to `X[..., i, :]` are found in `output[..., i * n_w: (i + 1) * n_w, :]`. Note: Adding the `perturbation_set` on the `q-batch` dimension is necessary to avoid introducing additional bias by evaluating the inputs on independent GP sample paths. Args: X: A `batch_shape x q x d`-dim tensor of inputs. Returns: A `batch_shape x (q * n_p) x d`-dim tensor of perturbed inputs. """ # NOTE: If we had access to n_p without evaluating _perturbations when the # perturbation_set is a function, we could move this into `_transform`. # Further, we could remove the two `transpose` calls below if one were # willing to accept a different ordering of the transformed output. self._perturbations = self._expanded_perturbations(X) # make space for n_p dimension, switch n_p with n after transform, and flatten. return self._transform(X.unsqueeze(-3)).transpose(-3, -2).flatten(-3, -2)
@subset_transform def _transform(self, X: Tensor): p = self._perturbations Y = X * p if self.multiplicative else X + p if self.bounds is not None: return torch.maximum(torch.minimum(Y, self.bounds[1]), self.bounds[0]) return Y @property def batch_shape(self): """Returns a shape tuple such that `subset_transform` pre-allocates a (b x n_p x n x d) - dim tensor, where `b` is the batch shape of the input `X` of the transform and `n_p` is the number of perturbations. NOTE: this function is dependent on calling `_expanded_perturbations(X)` because `n_p` is inaccessible otherwise if `perturbation_set` is a function. """ return self._perturbations.shape[:-2] def _expanded_perturbations(self, X: Tensor) -> Tensor: p = self.perturbation_set if isinstance(p, Tensor): p = p.expand(X.shape[-2], *p.shape) # p is batch_shape x n x n_p x d else: p = p(X) if self.indices is None else p(X[..., self.indices]) return p.transpose(-3, -2) # p is batch_shape x n_p x n x d
[docs] class OneHotToNumeric(InputTransform, Module): r"""Transform categorical parameters from a one-hot to a numeric representation.""" def __init__( self, dim: int, categorical_features: Optional[dict[int, int]] = None, transform_on_train: bool = True, transform_on_eval: bool = True, transform_on_fantasize: bool = True, ) -> None: r"""Initialize. Args: dim: The dimension of the one-hot-encoded input. categorical_features: A dictionary mapping the starting index of each categorical feature to its cardinality. This assumes that categoricals are one-hot encoded. transform_on_train: A boolean indicating whether to apply the transforms in train() mode. Default: False. transform_on_eval: A boolean indicating whether to apply the transform in eval() mode. Default: True. transform_on_fantasize: A boolean indicating whether to apply the transform when called from within a `fantasize` call. Default: False. Returns: A `batch_shape x n x d'`-dim tensor of where the one-hot encoded categoricals are transformed to integer representation. """ super().__init__() self.transform_on_train = transform_on_train self.transform_on_eval = transform_on_eval self.transform_on_fantasize = transform_on_fantasize categorical_features = categorical_features or {} # sort by starting index self.categorical_features = OrderedDict( sorted(categorical_features.items(), key=lambda x: x[0]) ) if len(self.categorical_features) > 0: self.onehot_idx = [ np.arange(start, start + card) for start, card in self.categorical_features.items() ] idx = np.concatenate(self.onehot_idx) if len(idx) != len(set(idx)): raise ValueError("Categorical features overlap.") if max(idx) >= dim: raise ValueError("Categorical features exceed the provided dimension.") self.numerical_idx = list(set(range(dim)) - set(idx)) offset = 0 self.ordinal_idx = [] for start, card in self.categorical_features.items(): self.ordinal_idx.append(start - offset) offset += card - 1 reduced_dim = len(self.ordinal_idx) + len(self.numerical_idx) self.new_numerical_idx = list( set(range(reduced_dim)) - set(self.ordinal_idx) ) self.numeric_dim = len(self.new_numerical_idx) + len( self.categorical_features )
[docs] def transform(self, X: Tensor) -> Tensor: r"""Transform the categorical inputs into integer representation. Args: X: A `batch_shape x n x d`-dim tensor of inputs. Returns: A `batch_shape x n x d'`-dim tensor of where the one-hot encoded categoricals are transformed to integer representation. """ if len(self.categorical_features) > 0: X_numeric = X[..., : self.numeric_dim].clone() # copy the numerical dims over X_numeric[..., self.new_numerical_idx] = X[..., self.numerical_idx] for i in range(len(self.categorical_features)): X_numeric[..., self.ordinal_idx[i]] = X[..., self.onehot_idx[i]].argmax( dim=-1 ) return X_numeric return X
[docs] def untransform(self, X: Tensor) -> Tensor: r"""Transform the categoricals from integer representation to one-hot. Args: X: A `batch_shape x n x d'`-dim tensor of transformed inputs, where the categoricals are represented as integers. Returns: A `batch_shape x n x d`-dim tensor of inputs, where the categoricals have been transformed to one-hot representation. """ if len(self.categorical_features) > 0: s = list(X.shape) s[-1] = len(self.numerical_idx) + len(np.concatenate(self.onehot_idx)) X_onehot = torch.zeros(size=s).to(X) X_onehot[..., self.numerical_idx] = X[..., self.new_numerical_idx] for i in range(len(self.categorical_features)): X_onehot[..., self.onehot_idx[i]] = one_hot( X[..., self.ordinal_idx[i]].long(), num_classes=len(self.onehot_idx[i]), ).to(X_onehot) return X_onehot return X
[docs] def equals(self, other: InputTransform) -> bool: r"""Check if another input transform is equivalent. Args: other: Another input transform. Returns: A boolean indicating if the other transform is equivalent. """ return ( type(self) is type(other) and (self.transform_on_train == other.transform_on_train) and (self.transform_on_eval == other.transform_on_eval) and (self.transform_on_fantasize == other.transform_on_fantasize) and self.categorical_features == other.categorical_features )